Paper on NCLB and funding for it:
Note, I don't delve into whether or not tests work, whether or not teacher qualifications are needed, whether or not school choice is good or not. The focus is scholarly here. I actually somewhat favor the above concepts, and find alot of their manifestations in NCLB lacking.
Shining a light on NCLB and the shadowy paradoxes of political rhetoric
No Child Left Behind (NCLB) has boiled in controversy since its inception in 2001. Liberals have lambasted it for imposing an unfunded mandate on our nation’s schools. Conservatives counter that is one of the largest increases in federal education funding ever and often point out that it increased federal education spending more in one year than Bill Clinton did in eight. Yet both sides distort the truth. NCLB was a large percentage increase in federal education funding, but the total of those federal funds is an extremely small fraction of both the federal budget and total national spending on education. Detractors call it a burden to expensive to bear while supporters call it a huge boost, when in truth the funding adjustment from the law-whether too big or too small- was considerably inconsequential. The argument over No Child Left Behind is a synecdochic debate for a larger discussion on the size and effectiveness of federal education spending.
After passing in both the House and the Senate by large margins President Bush signed into law the No Child Left Behind Act in 2001.1 Formally, NCLB reauthorized the Elementary and Secondary Education Act of 1965 (ESEA), which was subsequently reauthorized every five years since its enactment. In 2007, the NCLB authorization from 2002 end and must be renewed by Congress. The NCLB Act also renamed the ESEA program NCLB, which has led to obfuscation of data. For example, defenders of NCLB often cite increases in the NCLB spending and then increases in Title I grants. Title I grants are a subsection of NCLB nee ESEA. Often politicians and officials cite both increases separately, thereby causing overall education spending increases to sound larger than the reality. These cosmetic changes, whether purposely misleading or not, have only muddied attempts for a clear national dialogue over the program in particular and education spending as a whole.
Unlike the Clinton Era ESEA reauthorization of, the Improving America’s School Act, NCLB tied federal funding for education to compliance with the new act’s provisions. In theory, if a state failed to follow the guidelines of the law, it would forfeit federal education funds. Therefore, unlike Clinton’s largely ignored reform efforts, NCLB sparked a large controversy as state and localities moved to implement the law.
NCLB outlined three major provisions, with goals within each and deadlines to achieve them by. Failure to reach any of the objectives would place an individual school into a “School Improvement” program. This program punished inability to achieve goals annually, escalating with each subsequent failing year and culminating with state takeover of the school. Failure by the state to implement the provisions would theoretically result in a loss of at least all NCLB related federal funding.
The first major objective of NCLB required the states to develop a testing system for students that would require individual schools to demonstrate adequate yearly progress (AYP). Schools failing to reach AYP (or sub-groups within the school, divided into nine subcategories based on factors like race and socioeconomic status) would be marked as ‘failing’. The second provision required schools to publish annual report cards, reporting the school’s performance on the aforementioned tests, and allowing parents of children in failing categories to consider removing the child from the failing school. Finally, the program required that only “highly qualified” teachers could teach. “Highly qualified” is defined as holding a bachelor’s degree, full state teaching certification and demonstration of subject matter in all academic subjects the teacher taught. In order for a state to be in compliance with the law, all three provisions would need to be implemented, and goals within them reached by deadlines set. The most important deadline is the 2014 deadline of 100% proficiency for all students.
In order to pay for the implementation of the new accountability measures, NCLB increased federal education spending authorization. Notably, the largest increases came from Title I grant increases. These grants for low income schools increased from $8.8 billion approximately $1.6, for an increase of about 18% in the first year of NCLB.2 Yet even as it was signed, Senator Ted Kennedy, a major supporter of the bill, criticized the Bush Administration for not allocating enough funds for the law.3 While the law authorized $26 billion dollars for education spending, Bush’s budget requested only $19 billion, and congress eventually passed a budget appropriating $22 billion.4
Regardless, the increase from the FY 2001 appropriations for ESEA funding ($17.4 billion) 2 to the 2006 appropriations ($23.3 billion) represents an increase of approximately 33%. Between 2002 and 2006, funding for NCLB remained steady, increasing only $1.3 billion, or 6%.2 The President’s 2007 budget proposal would appropriate $24.4 billion, which would bring the 2001-2007 increase to 40.4%.2 Yet the claim of NCLB being an ‘unfunded mandate’ continues to be made.
To properly understand the unfunded mandate claim, a broader analysis of federal education spending as a part of the total federal budget and as a part of total education spending nationally is needed. In the 2002-2003 year, federal spending on education was a mere 8.5% of total national spending (federal, state and local).5 In that same year, federal education spending was $53 billion, compared to total federal spending of $2.16 trillion; 2% of the federal budget or .4% of US GDP. 6 Federal funding for education makes up an incredibly small portion of total education spending. Moreover, it is a small fraction of the total federal budget and only 6% of discretionary spending. Broken down further, federal education spending is 13.5% of domestic discretionary spending, which excludes defense and international discretionary spending. Finally, NCLB funding is approximately 44% of total federal education funding in the year2. The bulk of education funding comes from the state (48.7%) and localities (42.8%).6
Still, commentators have described NCLB as “the most sweeping nationalization of school policy in the nation’s history.” 7 Others have described it as the most significant education legislation since the 1960s.8 The program’s opponents have accused it of failing to provide enough funding for its goals of increased accountability in the school, and improved scores on standardized tests. NCLB certainly is a major bureaucratic change, shifting the national focus of educators on measuring objective gains through testing, and with any bureaucratic change it has met resistance. Don Kettl has argued that large changes in bureaucracy should be taken incrementally, and that larger changes must overcome more institutional inertia than smaller ones.9 Moreover, NCLB is a product of legislative bargaining between federal players only: Congress and the President. The lack of input from state and local education officials leads to the claim that NCLB is a mandate from on high. That federal funding is such a minor part of education spending makes it seem unfunded. As aforementioned, NCLB tied federal education funds to proper implementation of its provisions. In theory, should a state fail to implement the major provisions of the law, they would no longer receive federal funding. On May 3, 2005 Utah Governor Jon Huntsman signed into law a measure allowing the state to ignore NCLB provisions. State legislators resented what they perceived as an intrusion of their states rights. At the time, Sec. of Education Margaret Spelling threatened that Utah faced losing upwards of $76 million of the $107 it receives from the federal government. 10 However, Utah has continued to receive a stable level of federal funding, not including funding earmarked for NCLB provisions. 11 The Bush administration has failed to enforce the law’s penal measures, threatening its efficacy on a national level. However, even if Utah were forced to pay the price for this action, the price is rather small. Education spending in Utah was nearly $2.5 billion during the 2005-2006 school year, and federal funds comprised 8.9% of the total education budget.12
While ‘unfunded mandate’ may have a nice ring to NCLB’s opponents, it hardly rings with truth. The act provided more than enough money for the implementation of the testing requirements and other such costs. Moreover, it significantly increased federal grants. Finally, it is not technically a mandate at all: states can opt to eschew federal education funds should they decide to not implement the provisions. Moreover, if Utah is an example, there won’t even sacrifice federal funds for such a move. The real contention here is not that NCLB is an unfunded mandate or a huge increase in education spending, as the two sides claim. It is neither. Rather, the debate over NCLB funding is part of a larger debate on the role of the federal government in supporting education. NCLB is but the latest development in the debate over how much money to spend on education, and where that money should come from.
Sources
1. Wikipedia Article on NCLB detailing vote count of the Act.
http://en.wikipedia.org/wiki/NCLB
2. Summary of Discretionary Funds, Fiscal Years 2001-2007
http://www.ed.gov/about/overview/budget/budget07/07bylevel.pdf
3. Education-world.com news coverage
http://www.education-world.com/a_issues/issues309.shtml
4. NEA graph using GAO data.
http://www.okea.org/ESEA/legislativeactionkit/facts/funding.html
5. Latest year available of Dept. of Ed. data on federal education funding compared to total education funding. Subsequently, the rest of the paragraph uses 2003 data for means of comparison; since 2002, the education budget hasn’t changed significantly (6%) Data appears to be by school year, not Fiscal Year. http://nces.ed.gov/programs/digest/d05/tables/dt05_152.asp
6. Stats calculated using:
For Federal Education Spending: Source #2
For National and Federal education spending:
http://nces.ed.gov/programs/digest/d05/tables/dt05_152.asp
For 2003 GDP: http://www.gpoaccess.gov/usbudget/fy05/sheets/hist10z1.xls
For Total US Budget: http://www.cbo.gov/budget/historical.pdf
7. Article attacking NCLB
Schrag, Peter, “Bush’s Education Fraud”, The American Prospect, Feb. 2004
8. Paper by Villanova University Professor on NCLB.
Maranto and Coppeto, “The Politics Behind No Child Left Behind: Political Goals, Personal Goals, and Top-down Policies in George W. Bush’s Education Program”, 2004.
9. Textbook
Page 227, Fesler, James W. and Donald F. Kettl. The Politics of Administrative Process, Second Edition. (Chatham, NJ: Chatham House Publishers, Inc. 1996
10. Article reporting on threat to cut funding http://old.heraldextra.com/modules.php?op=modload&name=News&file=article&sid=52995
11. Federal education funding organized by state.
http://www.ed.gov/about/overview/budget/statetables/07stbystate.pdf
12. Utah Dept. Of Ed. Brochure. http://www.usoe.k12.ut.us/default/FngrFacts.pdf#search=%22utah%20education%20budget%22
